Compliance Manager

Riyadh, Saudi Arabia

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Responsibilities:

Develop and implement company policies and regulations
Oversee all business operations relating to compliance including policies, investments, and procedures
Draft, modify and implement company policies
Assess the business’s future ventures to identify possible compliance risks
Review the work of colleagues when necessary to identify compliance issues and provide advice or training
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Design and monitor control systems to deal with violations of legal rules and internal policies
Regularly assess the efficiency of control systems and recommend effective improvements
Review and evaluate company procedures and reports to identify hidden risks or common issues
Coordinate with different department managers to review all departmental compliance policies
Perform periodic audits on company procedures and processes
Lead employee training sessions on legal and compliance issues
Supervise compliance officers and team

Other Requirements:

5+ years of relevant experience as a compliance officer, compliance manager, or similar position
Holding Compliance & AML/CTF module Certification (CME-2)
Holding General Securities Qualification Certificate (CME-1)
Certified Compliance Officer (CCO)
In-depth knowledge of the industry’s standards and regulations
Strong knowledge of industry processes and regulations
Previous experience of working with venture-back start-ups is a plus
Financial acumen - the capacity to demonstrate knowledge of and insight into financial principles and processes and identify inconsistencies in data
Understanding of Capital Market Authority regulations, and policies in Saudi Arabia
Ability to plan and prioritize effectively: outstanding analysis skills, strong project/process management skills
Significant experience performing complex financial analysis and modeling and ideally some experience with partnership agreements
Ability to assign priorities to multiple requests for information, while ensuring integrity, accuracy, completeness, and timeliness of data
Excellent verbal and written communication skills in both English and Arabic
MBA or other advanced degrees; CFA certification is an advantage

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