Compliance Manager
Dubai, United Arab Emirates
Job Description
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To oversee the compliance program, to review, evaluate compliance issues/concerns within the organization. Ensure all employees of the organization are in compliance with the rules and regulatory authorities that the company policies and procedures are adhered and that behavior on the organization meets the company\xe2\x80\x99s and regulatory authorities Code of Conduct. Delivering high quality professional services, ensuring proper and smooth functioning of Compliance Department. Training, managing and monitoring all departments to ensure regulatory compliance are adhered to. Look out for potential fraud, money laundering and report to the Management and also regulatory authority. Key Responsibilities:
- Knowledge of Regulatory authorities (SCA and Central bank) requirements and procedures.
- Knowledge of ASEC, SCA, FCA and other licenses
- Proficient knowledge of AML, KYC and operational policies and procedures
- Responsible for the achievement of department productivity and quality goals.
- Report and inform by highlighting areas of improvement and those of concern and opportunities
- Act with due diligence and care in the best interests of company\xe2\x80\x99s protection and customer servicing.
- Develop, coordinate and manage relationships regulatory authorities.
- Handle customer inquiries and complaints.
- Analyze problems by gathering and organizing all relevant information. Identity cause and effect relationships and come up with appropriate solutions.
- Ensure security, integrity and confidentiality of clients\xe2\x80\x99 information and data at all times.
- Collaborate with other departments to direct compliance issues.
- Act as an Independent review and evaluation body to ensure that compliance issues and concerns within the organization are being appropriately evaluated, investigated and resolved.
- Identify potential areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations on the future.
- Provide reports on regular basis, and as directed or requested, to keep the senior management well informed of the operations and progress of compliance efforts.
- Ensure proper reporting of violations or potential violations or money laundering or financial crimes to the Management and duly authorized Regulatory authorities as appropriate and/or as per requirement.
- Work with all departments as appropriate to develop an effective compliance training program including appropriate introductory training for new employees as well as ongoing training for all employees and managers.
- Monitor the performance of the compliance program and related activities on a continuing basis, taking appropriate steps to improve the effectiveness.
- Ensure the original documents are seen and the details are verified from clients.
- Dubai: Reliably commute or planning to relocate before starting work (Preferred)
- Forex (Required)
- CISI (Required)
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Job Detail
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Job IdJD1516720
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationDubai, United Arab Emirates
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EducationNot mentioned