K2 Integrity is looking for an AML Quality Assurance Specialist to support engagements in our Financial Crimes Risk Management practice. This role will be crucial in ensuring the effectiveness and compliance of our AML policies and procedures. The primary responsibility will be to conduct quality assurance reviews to identify potential gaps, weaknesses, or areas of improvement. This role will work closely with the AML compliance team, providing valuable insights and recommendations to enhance the overall AML framework.

Responsibilities:

• Conduct regular and comprehensive quality assurance reviews of AML processes, systems, and controls.
• Analyze transaction monitoring alerts, customer due diligence (CDD) files, and suspicious activity reports (SARs) to ensure accuracy and adherence to regulatory requirements.
• Identify and assess potential AML risks, and provide recommendations for mitigating risks.
• Collaborate with the AML team to implement improvements based on quality assurance findings.
• Provide guidance and training to team members on skills related to client matters/engagements.
• Maintain education and knowledge for BSA, AML/KYC/OFAC, and Patriot Act regulations.
• Ensure team is meeting clearly defined productivity and quality assurance standards.
• Meet utilization targets.
• Occasional travel required.
• Other duties as assigned.

Requirements:

• Four-year college degree from accredited institution.
• 5-7 Years\xe2\x80\x99 experience in AML compliance or QA role within financial services.
• In-depth knowledge of AML regulations, laws, and industry best practices. Experience drafting case investigations, preparing Suspicious Activity Reports (SARs), analyzing/utilizing Currency Transaction Reports (CTRs) and Monetary Instrument Logs (MILs), and referencing Customer Identification Programs (CIPs).
• Strong analytical and decision-making/critical-thinking skills.
• Strong research and writing skills; must be able to write clear and concise reports and communicate with management.
• Proficient at conducting due diligence.
• Ability to use Microsoft Office applications (pivot tables, charts, PowerPoint, etc.).
• Demonstrated ability to show initiative and provide proactive updates.
• Ability to foster a diverse environment of leadership development, learning, and respect for others.
• CAMS (Certified Anti-Money Laundering Specialist) preferred.

Powered by JazzHR

K2 Integrity