Compliance Officer Personal Finance
Dubai, DU, AE, United Arab Emirates
Job Description
We have urgent requirement for Personal Finance - Operations Coordinator
REQUIREMENTS:
Bachelors Degree
Good Knowledge in MS Office/ Excel
Well versed with email communications
Banking Experience Of 2 years minimum
Good Knowledge in making reports and charts
RESPONSIBILITIES:
Ensure Regulatory Compliance
- Monitor adherence to financial laws (e.g., SEC, FINRA, AML, KYC).Policy Enforcement
- Develop and enforce internal compliance policies.Review Client Accounts
- Check financial plans and transactions for compliance issues.Staff Training
- Educate team on regulations, ethics, and best practices.Recordkeeping
- Maintain accurate compliance records and prepare reports.Ethics Oversight
- Investigate breaches and promote ethical conduct.Regulator Liaison
- Communicate with regulatory bodies during audits or inquiries Coordinate with the TL/ Sales Team regarding the casesJob Type: Full-time
Pay: AED5,000.00 - AED7,000.00 per month
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Job Detail
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Job IdJD1880134
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:63541.0 80458.0 USD
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Employment StatusPermanent
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Job LocationDubai, DU, AE, United Arab Emirates
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EducationNot mentioned