Compliance Assistant, AVP-Dubai Must be living in the UAE and have SCA Licence (Securities and Commodities Authority)
I have partnered with a company in the region who have multiple offices across the GCC region. They are growing and are seeking a Compliance Assistant to work alongside another person. It is essential you have experience working in Fund Administration/ Fund Compliance. They are seeking someone who understands alternative investment funds, local regulatory compliance and has SCA licence.
Duties Include:
Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks
Coordinate company and regulatory filings to ensure timely submissions
Compliance monitoring in line with existing compliance policies, procedures and manuals and identifying any necessary amendments to such policies to comply with evolving legal and regulatory requirements
Perform compliance testing and monitoring reviews and follow-up on action points and recommendations
Liaise with clients to obtain required documentation for registration of funds with local regulators
Review of fund marketing materials in line with regulatory requirements
Provide training to employees on compliance and conduct of business policies and procedures
Respond to internal queries regarding company policies and procedures
Assist in responding to requests from external parties on regulatory and compliance matters
Liaise with local legal counsel
Certain company secretarial work in line with corporate governance requirements
YOU ARE
To be successful in this role you must have experience working in compliance, internal audit, operational risk, consulting, asset management or fund administration. It is essential you have an SCA licence and living in the UAE.
SKILLS
Advanced Microsoft Office Suite skills
Meticulous attention to detail
Highly proficient in analytical, written and verbal communications
Team player
Excellent organisational skills
Strong attention to detail and a fast learner
REQUIREMENTS
3-5 years of experience in compliance working within fund administration/ Asset Management/ Consulting/ Internal Audit \xe2\x80\x93 if you have Banking compliance experience you will not be considered
Degree educated
Strong knowledge of alternative investment funds or familiar with fund document
Good knowledge of the application legal requirements/ policies in the UAE i
Anti-Money Laundering and Counter Terrorist Financing knowledge (AML/CTF)
Arabic language skills desired
Knowledge of the GCC region
Experience of interaction with SCA and other GCC regulators
Understanding investment strategies such as Private Equity/ Real Estate/ Private Debt/ Venture Capital Funds
Must be living in the UAE
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