Job Description

The BORM - SCA is responsible for ensuring that the Bank complies fully with Securities & Commodities Authority (SCA) regulations governing investment and capital market products. This role maintains and updates policies, procedures, and controls related to SCA-regulated activities to reduce regulatory risk and improve operational efficiency, while ensuring customer protection and alignment with Sharia principles where applicable.

Key Responsibilities:

Maintain and update comprehensive policies, procedures, and controls for investment products in line with SCA regulations and internal strategies. Monitor regulatory changes and ensure timely integration of SCA updates into product governance and documentation. Collaborate with Product, Compliance, Risk, and Investment teams to embed SCA compliance throughout the investment product lifecycle. Develop and provide clear, standardized guidelines to operational teams to ensure accurate execution and reduce errors. Manage centralized documentation repositories to ensure accessibility and audit readiness. Support internal and external audits by preparing timely and accurate compliance documentation and reports. Drive continuous improvements in governance frameworks and risk controls related to investment and capital market products. Ensure all investment products comply with Sharia principles, when applicable, alongside SCA requirements.

Qualifications:

Minimum 5 years' experience in regulatory compliance, risk management, or governance within banking, capital markets, or investment services. Strong knowledge of UAE SCA regulations and investment product governance. SCA certification is preferred but not mandatory; candidates without certification should demonstrate strong regulatory experience and willingness to obtain it. Familiarity with Sharia-compliant investment products is preferred. Excellent communication and documentation skills with strong attention to detail. Ability to manage multiple priorities, work independently, and collaborate across functions.

Skills:

regulatory compliance , risk management , governance , bank , aml , securities , commodities , capital markets , investment services , shariah