Senior Compliance Officer

Dubai, United Arab Emirates

Job Description

About the Point72 Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firmaEUR(TM)s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72aEUR(TM)s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What YouaEUR(TM)ll Do We are looking for a proactive and solution-oriented Compliance Officer to join our EMEA team based in Dubai. You will partner with fellow compliance professionals and work closely with Point72aEUR(TM)s investment professionals and others across the firm. Specifically, you will: - Provide proactive and reactive advice to investment professionals and back-office personnel, including real-time support on trading restrictions, monitoring, and approvals - Review and/or draft documentation, policies, procedures, and other aspects of the compliance infrastructure - Oversee and assist with completion of regulatory reporting for the region - Help to enforce the Compliance Monitoring Program - Track pertinent regulatory changes, assess impact on business operations, and assist with amendment of procedures and communication of changes - Deliver periodic compliance training to staff - Support adherence to the firmaEUR(TM)s Code of Ethics policies - Assist with ad-hoc compliance tasks and projects, including technology enhancements WhataEUR(TM)s Required - A minimum of 10 yearsaEUR(TM) experience, including a buy-side equities trading environment - Competent in the regulatory environment across the EMEA region - Self-starter with strong multitasking, organizational, and communications skills (written and verbal) - Excellent attention to detail with a hands-on approach and a commitment to accuracy - Ability to work independently as well as in a team and make decisions autonomously when called upon to do so - Ability to collaborate and work effectively with individuals at all levels and provide time-sensitive guidance confidently and decisively - Strong academic background with a legal or financial related degree preferred - Commitment to the highest ethical standards We take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide: . Fully paid health care benefits . Life and Income Protection . Educational Assistance Reimbursement . Mental Wellness Benefits . Back-up Child and Elderly Care . Business Travel Accident Insurance About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industryaEUR(TM)s brightest talent by cultivating an investor-led culture and committing to our peopleaEUR(TM)s long-term growth. For more information, visit

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Job Detail

  • Job Id
    JD1908272
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Dubai, United Arab Emirates
  • Education
    Not mentioned