Job Description

Our client, a

global FX/CFD brokerage firm

in the process of obtaining its

SCA Category 5 license

in the UAE, is seeking an experienced

Compliance Officer

. The role is key in developing, implementing, and maintaining compliance systems and controls aligned with the

Securities and Commodities Authority (SCA)

requirements and international best practices.

Key Responsibilities

Establish and maintain the firm's

compliance framework

, ensuring alignment with

SCA regulations

,

AML/CFT laws

, and other applicable regulatory frameworks. Oversee

client onboarding

, product promotion, advertising, and disclosure processes to ensure compliance with internal and external requirements. Prepare and submit

compliance reports

to senior management and liaise with the

SCA

during the licensing and post-licensing stages. Identify, monitor, and remediate compliance breaches or control weaknesses. Conduct

staff training

and promote a strong compliance culture throughout the organization. Stay updated on regulatory changes and continuously improve internal policies and procedures.

Qualifications & Experience

5-6 years

of relevant experience in

compliance, risk management, or financial services

, preferably within an

FX/CFD brokerage

or SCA-regulated environment.

CISI Certifications

recognized by the SCA: UAE Financial Rules and Regulations*
Combating Financial Crime*

Bachelor's degree

in Law, Finance, Business Administration, or a related field. Strong understanding of

UAE regulatory frameworks

and international compliance standards. Excellent communication and organizational skills.
Job Type: Full-time

Application Question(s):

Briefly describe your experience in developing or implementing a compliance framework for a financial institution.
Experience:

compliance, risk management, or financial services: 5 years (Required)
License/Certification:

CISI Certification (Preferred)
Location:

* Dubai (Required)