Compliance Officer

Dubai, United Arab Emirates
Luxhabitat Sotheby's International Realty
15 Current Jobs Openings
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Job Description

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Responsibilities
  • Develop and implement an effective legal compliance program
  • Must Know AML, Client Onboarding
  • Create sound internal controls and monitor adherence to them
  • Draft and revise company policies
  • Proactively audit processes, practices and documents to identify weaknesses
  • Evaluate business activities (e.g. investments) to assess compliance risk
  • Collaborate with FIU
  • Set plans to manage a crisis or compliance violation
  • Educate and train employees on regulations and industry practices
  • Address employee concerns or questions on legal compliance.
  • Assist in the preparation of AML compliance policy of clients
  • Assist in the preparation of Client Due Diligence Program for clients
  • Determine compliance metrics and establish a system for tracking them
  • Perform compliance audits to determine whether establish protocols are being followed and where they can be improved
  • Maintain up to date written documentation and policies related to the organization\'s business activities
Requirements and skills
  • Proven experience as a Compliance Officer or Compliance Manager
  • Experience in risk management
  • Knowledge of legal requirements and controls (e.g. Anti-Money Laundering)
  • Understand the UAE and international laws with respect to Anti Money Laundering
  • Understand how regulatory requirements impact different categories of businesses
  • Familiarity with industry practices and professional standards
  • Excellent communication skills
  • Integrity and professional ethics
  • Business acumen
  • Teamwork skills
  • Attention to detail
  • Professional certification (e.g. Certified Compliance & CAMS)
  • CS Qualified
Brief Description: Setting out the relevant regulatory requirements and expectations that the Bank must comply with in an Obligations Register which map to the mitigating controls including the Banks policies procedures processes and systems Developing Group Compliance policies to ensure the Banks regulatory obligations are met including the key areas of Sanctions AMLCTF FATCA and CRS Working with the business to set appropriate procedures and processes to support Group policies Providing advice and guidance to business units on Compliance matters including the review of New Products and Process ApprovalNPPA Managing key Compliance systems and where appropriate the associated alerts such as Customer Screening Payment Screening AML Monitoring FATCA and CRS Monitoring Job Types: Full-time, Permanent Salary: From AED7,000.00 per month Ability to commute/relocate:
  • Dubai: Reliably commute or planning to relocate before starting work (Required)
Experience:
  • Compliance Officer: 3 years (Required)
  • AML: 1 year (Required)

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Job Detail

  • Job Id
    JD1508175
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Dubai, United Arab Emirates
  • Education
    Not mentioned
 
 
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