Job Description

Job Title AVP

Description

Job Purpose:To be part of the Compliance System Monitoring and Validation function team and to achieve below objectives with a focus on Firco Trust deployments across the group:1Help in development and implementation of Firco Trust System Governance Framework (Comprehensive framework consisting of automated control processes with a view to prove/validate system performance on a daily basis thereby improving overall control environment and regulatory performance in Firco Trust models) for Firco Trust deployments across the groupDevelop programs and automated procedures to deploy the automated controls that constitute the System Governance frameworkMonitor and validate system and data architecture performance on a daily basis using control and reconciliation mechanisms deployed as part of the system governance frameworkAnalyse the impact of system and data failures, develop reports to senior management and oversee design and implementation of remedial measures.Undertake random control testing on Firco Trust architecture (system + data architecture) on a frequent basis and prepare/execute relevant remedial measuresUndertake periodic assessments of the Firco Trust landscape as per GIA and regulatory expectationsJob Specific AccountabilitiesPolicies, Systems, Process & ProceduresFollow all relevant departmental policies, processes, standard operating procedures, and instructions so that the work is carried out in a controlled and consistent mannerGovernance of the Firco Trust LandscapeSupport the development and implementation of the Firco Trust System Governance Framework i.e., a comprehensive framework consisting of Control and validation processes that test production system settings/parameters/configuration/mapping/design attributes against desired system settings/parameters/configuration/mapping/design attributesDevelop scripts/programs/code procedures on a range of technology and analytics platforms to support the implementation of the Firco Trust System Governance FrameworkMonitor the control mechanisms/processes implemented on a daily basis via dashboards, auto-generated reports and ad-hoc script-driven database queriesEvaluate the results of the control mechanisms/processes and in case of failures(IT, system, ETL and data related errors etc.) impact on any/all of the below:o Data feeds/ETL pipelines across the entire data architecture (source to Compliance system)o Filter performance (algorithms, rules, parameters, data mapping and configuration etc.,)o Alert queueso Case management and workflow aspectso Reporting mechanismso Overall impact of any failures on the Sanctions screening programDevelop remediation plans to address the impact caused by any failures and include this in periodic reports to senior management along with proposed remediation plansOversee the implementation of the remediation plans and perform adequate data and system testing to ensure issues have been correctly remediatedUndertake random control testing pertaining to Firco Trust landscape and where deficiencies are found, develop remediation plans and oversee their implementationDevelop regular monitoring and validation reports for senior management that outline the below aspects:o Results of the automated control processes/mechanismso System/data failures and their impact on the Sanctions screening programo Remediation undertaken regarding the failureso Validation of remediation undertaken and independent assurance pertaining to the remediationo Results of random, independent control-testingo Overall performance of the Firco Trust landscape and recommendations to ensure model performance continues to meet requirementsPeriodic assessment of Firco Trust landscape and modelsUsing the Firco Trust system governance framework, undertake periodic reviews of the Firco Trust models across the network with a focus on below aspects:o Sanctions risk assessment of customer attributes and list selectiono Source systems and overall data architectureo Overall IT governance and adherence to defined SDLC procedureso System/scenario configuration and performanceo Data lineage, mapping and qualityo Alert adjudicationo Case management and workflowsBased on assessment, submit detailed report to senior management with findings and actionable recommendationsSpecialist development, data analysis and reportingUndertake development of custom applications/scripts using common data analytics and technology platforms (SQL, Python, R, Alteryx, PowerBI and Tableau etc.) in response to specific requestsDevelop custom dashboards to automatically provide updates to senior management using common visualization platforms (PowerBI and Tableau)TechnologyAssist in producing procedures and processes aligned to Group Policy of new Group TDR functionAssist in conducting feasibility studies to assess need for new systems and provide technical inputs during technology vendor selectionAssist in exercises such as design and system architecture of compliance related systems by consulting with business usersReportingCollaborate with Compliance SMEs to develop Compliance related MI dashboardsDevelop periodic reporting plan and maintain the schedule and workflow for multiple reportsPopulate management information dashboards by extracting relevant data from source systems including using logical queries and basic programmingCollaborate with Compliance colleagues to obtain information to populate dashboardsSubmit MI dashboards to team lead for reviewQualificationsMinimum QualificationGraduate qualifications in economics, computer sciences, mathematics, financial studies, legal, law or business studies preferred. Post-graduate qualifications with a mix of finance, law, economics and computer science majors highly desirableMinimum Experience5 to 7 years of experience with European or North American financial institutions, regulators and/or professional services firms with a focus on Financial Crime Technology and Analytics work streams/servicesSubject matter expertise in FircoSoft TrustProficiency in coding on SQL, Python and R. Experience in development of reports and dashboards using Power BI/Tableau and/or SSRSProficient in tuning sanctions screening systems which may involve:o Use of data analysis techniques to develop rules, scoring/weighting models, NLP and fuzzy matching techniqueso Configuration of matching algorithms, develop suppression rules, good guys and stop lists etco Analysis of watch lists/records to identify false positivesExtensive experience in data analysis, mining, wrangling and engineering techniques. Extensive experience in SQL and ability to develop stored procedures, write dynamic T-SQL and custom functions etcExperience in developing ETL scripts to extract, transform and load data. Ability to analyze existing scripts and code snippets to optimize themExcellent understanding of IT and system controls and experience in designing controls based on system functionality

You have applied correctly

A message has been sent to the employer, you are going to receive the reply soon. Good luck!

You have applied correctly

The request has been sent correctly. However, we have seen that your resume is incomplete. We highly recommend you to fill it to let the employer know you. These are the fields you have empty: