Job Description

:
Role : Associate Analyst - Compliance Testing
Location : Abu Dhabi
Key Accountabilities of the role
Policies and Procedures:

• Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes.

Regulatory Affairs:
Support the Head of Regulatory Affairs for the preparation of regulatory inspections and onsite visits.

• Support in tracking queries/issues received from regulators to ensure appropriate and timely allocation to respective Business Units.
• Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.

Reporting:

• Support in the preparation of MIS reports for internal regulatory affairs unit reporting and any relevant committee/ad-hoc requests.

Adequate Record Keeping:

• Ensure all the RAU records (Reviews, fieldwork documentation, Ethical declaration forms, and requests) are adequately recorded in the shared folder.

Ethical Policies Framework:

• Support in the maintenance of all the Ethical Policies Framework registers for cases received through the dedicated channel and maintain documentary evidence and emails to support data presented in Compliance reports.

Skills and Experience Required:

• Bachelor's Degree in Science, Finance, Business, or any related subject.
• Experience in Banking, Compliance, or Risk is an advantage.
• Fluency in English.
• Good communication skills and ability to interact with multiple stakeholders and work independently.
• Ability to adopt a problem-solving approach.
• Strong interpersonal skills with the ability to communicate with impact and build healthy professional connections.

Skills Required